Top 3 Goals of the Assessment:
- Review a sample of files to identify possible E&O exposures and will confirm if/how your brokerage procedures are being followed.
- Review and confirm your brokerage’s degree of compliance with the various applicable procedures, standards and regulations.
- Allow you to fine tune your processes while identifying training, finding new income opportunities and eliminating gaps that could affect you and your client’s bottom line.
Please complete the form and a Gougeon Broker will contact you to share further information about the E&O Risk Assessment.